Resources for senior investors and vulnerable adults
Supporting our clients' needs
Ameriprise Financial strives to protect and support the financial security of senior investors and vulnerable adults through education, dedicated support and by providing necessary resources.
The Compliance Department constantly monitors and benchmarks our senior investor oversight program and strives to quickly respond to client and advisor needs. Below are links to websites to help you educate yourself about this topic.
Securities and Exchange Commission
Senior citizens and investing (SEC)
Financial Industry Regulatory Authority
Senior citizens and investing (FINRA)
Senior citizens and investing (North America Securities Administrators Association)
Brokerage, investment and financial advisory services are made available through Ameriprise Financial Services, Inc. Member FINRA and SIPC. Some products and services described may not be available in all jurisdictions or to all clients.
