Forms & Agreements
All forms are available in PDF format. Click the link to open or download the form. If you don't see the form you are looking for, please log in to your account or contact us at 1-866-714-5499.
Please send all IRA withdrawal or transfer requests to:
Ameriprise Financial Services, Inc.
ATTN: Retirement Services
70400 Ameriprise Financial Center
Minneapolis, MN 55474
For security purposes, we do not accept written trade instructions. You must contact your financial advisor or contact customer service at 1-866-714-5499 to liquidate the positions in your account.
For all other requests:
Ameriprise Financial Services, Inc.
70400 Ameriprise Financial Center
Minneapolis, MN 55474
Account Applications
- Ameriprise Brokerage — Non-Qualified Account Application
- Ameriprise Brokerage — Individual Retirement Account (IRA) Application
- Ameriprise Brokerage — Minor Education/Retirement Account Application
Account Service/Features Forms
- Account Features Application
- Client Address and Phone Number Update Form
- Household Opt Out Form
- Systematic Payout — Outgoing Money — Brokerage Only
- Incoming ACH — Systematic Investment — Brokerage Only
- Account Transfer and Direct Rollover
- Cash Distributions — Brokerage/Managed Products
- Change of Ownership
- Estate Settlement
- Stock Certificate Request
- Transaction Authorization Form
IRA Forms
- Statement of Disability
- Ameriprise Brokerage — Minor Education/Retirement Account Application
- Cash Distributions — Brokerage/Managed Accounts
- IRA or Roth IRA Recharacterization Request
- Traditional SEP, or Simple IRA to Roth IRA Internal Conversion
- IRA Designation of Beneficiary for IRAs Held by American Enterprise Investment Services, Inc., as Custodian
- Account Transfer and Direct Rollover
Specialized Account Forms
- Affidavit of Domicile
- Certificate of Sole Proprietor
- Ameriprise Brokerage Investment Club Agreement
- Declaration of Revocable Trust
- Gifting of Securities from Ameriprise Brokerage, Ameriprise® Managed Accounts and SPS Advantage Account to External Firm
- Transfer on Death Account Agreement/Payable on Death Account Agreement
- IRS Form W-9
- IRS Form W-8BEN
Agreements
- Ameriprise Brokerage Client Agreement for Non-Qualified Brokerage Accounts
- Ameriprise Brokerage Client Agreement for Tax-Qualified (IRA, Qualified Plans, TSCA) Brokerage Accounts
Ameriprise Advisor Services, Inc. is no longer a separate entity. All references to Ameriprise Advisor Services, Inc. should now be considered references to Ameriprise Financial Services, Inc. This material is distributed by Ameriprise Financial Services, Inc. Member FINRA and SIPC. Some products and services described may not be available in all jurisdictions or offered by all advisors.
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