Certain securities are affected by conflict in Ukraine
The U.S. has imposed a series of sanctions in response to Russia’s actions in Ukraine. As a result, Ameriprise is unable to accept buy or sell orders on affected securities including those listed below.
This is a quickly evolving situation and further changes could be announced. We will continue to monitor ongoing updates from the U.S. Department of Treasury’s Office of Foreign Asset Control (OFAC) website for relevant information. You can find additional information on their website: https://home.treasury.gov/news/press-releases.
During periods of uncertainty in the markets, we recognize that it can be challenging to determine what, if any, action to take. Your Ameriprise financial advisor is committed to helping you navigate current conditions with your long-term, diversified investment strategy in mind.
Updated: 8/1/2023
Symbol |
Security Name |
CUSIP |
|
AEROFLOT RUSSIAN ARLNS JSC |
X00096101 |
|
AO MOSENERGO SPONSORED ADR |
037376308 |
|
BANK FOR FOREIGN TRADE VNESHTORGBANK LSC MOSCOW |
X0494D108 |
|
BASHNEFT |
X0710V106 |
|
CHERKIZOVO GROUP PUBLIC JOINT STOCK COMPANY GDR REG S |
164145203 |
CIAN |
CIAN PLC ADS |
83418T108 |
HORI |
EMERGING MARKETS HORIZON CORP |
G3033X105 |
HORIU |
EMERGING MARKETS HORIZON CORP UTS |
G3033X113 |
|
ENEL RUSSIA PJSC GLOBAL GDR |
29268L109 |
FGCUL |
FEDERAL GRID CO UNI ENERGY SYSTEM JOINT STOCK CO SPON GDR 144A |
313354102 |
|
FEDERAL GRID COMPANY UNIFIED ENERGY SYS JT STOCK COMPANY |
313354201 |
|
FOURTH GENERATION COMPANY OF WHOLSALE ELEC MARKET OJS |
X3095X101 |
GAZPROM NEFT PJSC SPON ADR |
36829G107 |
|
GAZPROM PJSC SPON ADR |
368287207 |
|
GAZPROM PJSC SPON ADR 144A |
368287108 |
|
HHR |
HEADHUNTER GROUP |
42207L106 |
|
INTER RAO UES PJSC SPONSORED GDR 144A |
45835N105 |
|
JOINT STOCK CO OPEN INVTS SPONS DEP SHS |
47972M106 |
|
JOINT STOCK CO RUSSIAN GRIDS GDR 144A |
47973C107 |
|
JSC CHERNOGORNEFT |
X1304F101 |
|
JSC VTB BANK SPON GDR 144A |
46630Q103 |
|
JSC VTB BANK SPONSORED GDR REG S |
46630Q202 |
JSFCF |
JSFC SISTEMA SPON GDR REG S |
48122U204 |
|
LSR GROUP OJSC SPONSORED GDR |
50218G206 |
|
LSR GROUP PJSC GLOBAL GDR 144A |
50218G107 |
MGMOL |
MAGMA OPEN JOINT STOCK COMPANY SPONSORED GDR 144A |
559189105 |
|
MAGNIT JSC ORD |
X51729105 |
|
MAGNIT OJSC SPON GDR REG S |
55953Q202 |
|
MAGNIT PJSC SPONSORED GRD 144A |
55953Q103 |
|
MAGNITOGORSK IRON & STEEL WORKS JT STCK CMPY ABN AMRO BK GDR REG S |
559189204 |
MTL |
MECHEL PAO SPONS ADR NEW |
583840608 |
|
MECHEL PAO SPONSORED ADR REPSTG PFD SHS |
583840509 |
NILSY |
MMC NORILSK NICKEL PJSC SPONSORED ADR |
55315J102 |
MBT |
MOBILE TELESYSTEMS PUBLIC JOINT STOCK COMPANY SPON ADR |
607409109 |
|
MOSCOW CANDY FACTORY RED OCTOBER O A O SPONSORED GDR REG S |
619460108 |
|
MOSENERGO OAO SPONSORED GDR 144A |
61954Q100 |
NSTKF |
NOVATEK JOINT STOCK CO |
X5880H100 |
NOVKY |
NOVATEK JOINT STOCK CO SPON GDR REG S |
669888109 |
NOVOROSSIYSK COMMERCIAL SEA PORT PUBLIC JOINT STOCK CO SPON GDR 144A |
67011U109 |
|
|
OGK 2 JSC GDR 144A |
670848100 |
|
OIL COMPANY LUKOIL GDR TEMP 2002 REG S |
677862872 |
OJSC OC ROSNEFT SPON GDR REG S |
67812M207 |
|
OJSC OC ROSNEFT SPONSORED GDR 144A |
67812M108 |
|
OZON |
OZON HOLDINGS PLC |
69269L104 |
|
PHARMACY CHAIN 36.6 JSC MOSCOW |
X6547J109 |
PHOJY |
PHOSAGRO PJSC SPON GDR REG S |
71922G209 |
|
PIK GROUP SPONSORED GDR REG S |
69338N206 |
PJSC AEROFLOT RUSSIAN AIRLINES SPON ADR |
69343R309 |
|
PJSC AEROFLOT RUSSIAN AIRLINES SPON GDR 144A |
69343R101 |
|
ROSMF |
PJSC LONG DISTANCE & INTL TELECOMMUNICATIONS ROSTELECOM |
X7367F102 |
LUKOY |
PJSC LUKOIL SPON ADR |
69343P105 |
LUKFY |
PJSC LUKOIL SPON ADR 144A |
69343P204 |
OPYGY |
PJSC POLYUS SPON ADR |
73181P102 |
POYYF | POLYMETAL INTL PLC | G7179S101 |
AUCOY | POLYMETAL INTL PLC SPON ADR | 73178Q105 |
POLYUS PUB JT STK CO SPONS GDR REG S | 73181M117 | |
RNFTF |
ROSNEFT OIL COMPANY OJSC MOSCOW |
X7394C106 |
ROSYY |
ROSTELECOM LONG DISTANCE & INTL TELECOMMUNICATION PUB JT STK CO SPON ADR |
778529107 |
|
ROSTELECOM LONG DISTAXXX SUBMITTED FOR TENDER OPEN JT STK CO SPONS ADR |
778990762 |
RUSHYDRO PJSC SPONSORED ADR |
782183404 |
|
RUSHYDRO PJSC SPONSORED GDR 144A |
782183503 |
|
AKSJF |
SBERBANK RUSSIA OJC ORD |
X76317100 |
|
SBERBANK RUSSIA PFD |
X76314107 |
|
SBERBANK RUSSIA SPON ADR |
80585Y308 |
SVJTL |
SEVERSTAL PAO GLOBAL SPON GDR 144A |
818150104 |
SVJTY |
SEVERSTAL PAO GLOBAL SPON GDR REG S OCT 2006 |
818150302 |
SVBRF | SILVER BEAR RES PLC | G81701107 |
JSFCY |
SISTEMA PJSFC SPON GDR 144A |
48122U105 |
SURGUTNEFTEGAZ PJSC SPONS ADR REP PFD SHS |
868861105 |
|
SURGUTNEFTEGAZ PJSC SPONSORED ADR |
868861204 |
|
OAOFY |
TATNEFT PJSC SPON ADR |
876629205 |
|
TATNEFT PJSC SPONSORED GDR 144A |
876629106 |
|
TERRITORIAL GENERATION COMPANY 4 CHITA |
X89842102 |
|
TGC 14 JSC SPONSORED GDR 144A |
872414107 |
|
TGC NUMBER 1 CHG SPON GDR 144A |
88145T107 |
|
TMK PAO CHG SPON ADR |
87260R300 |
|
TMK PAO CHG SPON GDR 144A |
87260R102 |
|
TMK PAO CHG SPON GDR REG S |
87260R201 |
|
VANECK RUSSIA ETF |
92189F403 |
|
VTB FOND ¬ PREDPRIYATIY S GOSUDARSTVENNYM |
X980DF166 |
YNDX |
YANDEX N.V. |
N97284108 |
PHOSAGRO PJSC SPON GDR REG S | 71922G308 | |
PHOSAGRO PJSC SPON GDR REG S | 71922G407 |
Investment products are not insured by the FDIC, NCUA or any federal agency, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value.