Account service forms
All forms are available in PDF format. Click the link to open or download the form. If you don’t see the form you are looking for, please log in to your account or contact us.
- ONE Account Check Stop Payment Form (112606)
- Outgoing Annuity Tax Qualified Transfer or Direct Rollover from RiverSource Life Insurance Company (30482)
- Change of Beneficiary – Life and Annuities (33032)
- Change of Beneficiary – IRAs (3993)
- Ameriprise Financial Client Relationship Guide (401043)
- Portfolio Stabilizer Fund Election Form – National (411388)
- Portfolio Stabilizer Fund Election Form – New York (411388-NY5)
- Insurance and Annuity Death Claim Statement (140838)
#
A
- Access Account Program Client Agreement (402333)
- Account Transfer and Direct Rollover (111770)
- ACH Stop Payment Request (247255)
- ACH Stop Payment Release (247179)
- ACH Transfer Request (247178)
- Active Portfolios Client Agreement (413075)
- Add Ameriprise ONE® Financial Account Banking and Card Features (15028)
- Ameriprise Brokerage Investment Club Agreement (8112)
- Ameriprise Financial Planning Service Cancellation and Refund Request (402004)
- Ameriprise Financial Planning Service Cancellation and Refund Request instructions (402004-inst)
- Ameriprise SPS Advantage Client Agreement (413074)
- Annuitization Request or Reallocation for Variable Payouts – New York (38336)
- Annuitization Request for Death Claims – National (113729)
- Annuitization Request or Reallocation for Variable Payouts – National (33390)
- Annuitization Request or Reallocation for Variable Payouts – New York (38336)
- Annuitization Start Date Postponement Request - National (402310)
- Annuitization Start Date Postponement Request – NY (402309)
- Apply for Auto Insurance
- Apply for Home Insurance
- Assignment of Life Insurance Policy or Annuity Contract as Collateral (33057)
- Assignment of Life Insurance Policy or Annuity Contract as Collateral – for RiverSource Life Insurance Co. Of NY (38106)
- Auto Claim
B
C
- Cancellation and Refund Request
- Cancellation and Refund Request Instructions
- Certificate of Authority (402456)
- Certificate of Sole Proprietor (2186)
- Change Default Lot Relief Method for Non-Qualified Accounts – Equities Only (402459)
- Change Distribution Election (F246)
- Change of Beneficiary – Life and Annuities (33032)
- Change of Beneficiary – Life and Annuities – Instructions (33032-inst)
- Change of Beneficiary – Life and Annuities – for RiverSource Life Insurance Co. of NY (38120)
- Change of Beneficiary – IRAs (3993)
- Change of Ownership/Annuitant (F120)
- Change of Ownership/Annuitant – for RiverSource Life Insurance Co. of NY (38105)
- Characteristics and Risks of Standard Options – Brokerage Option Approval
- Check Stop Payment Request (247257)
- Check Stop Payment Release (247256)
- Client Agreement – Ameriprise Brokerage Agreement (402468)
- Client Agreement – Other Important Brokerage Disclosure (402469)
- Client Data Update Form (200015)
- Cost basis update form (402234)
D
E
- Employer Information Form (200758)
- Estate Settlement Claim (402542)
- External IRA Direct Rollover to RiverSource Life Insurance Co. of New York (38413)
- External IRA/Keogh Account Transfer to RiverSource Life Insurance Co. of New York (38048)
- External Proprietary Account Transfer and Direct Rollover (200808)
- External TSA/TSCA Account Transfer and Direct Rollover to RiverSource Life Insurance Co. of New York (38262)
G
H
I
- Insurance and Annuity Change of Ownership Due to Death – National (113627)
- Insurance and Annuity Death Claim Statement (140838)
- Insurance and Annuity Death Claim Statement for RiverSource Life Insurance Co. of NY (38111)
- Insurance Reprojection Request (111703)
- Investor Unified Account Program Client Agreement (402332)
- ISA – Information Share Agreement
M
O
- ONE Account Check Stop Payment Form (112606)
- Outgoing Annuity Tax Qualified Transfer or Direct Rollover from RiverSource Life Insurance Company (30482)
- Outgoing Annuity Tax Qualified Transfer or Direct Rollover from RiverSource Life Insurance Co. of New York (138065)
- Outgoing Non-Qualified 1035 Exchange from RiverSource Life Insurance Company (30481)
- Outgoing Non-Qualified 1035 Exchange from RiverSource Life Insurance Co. of New York (138066)
P
- Portfolio Stabilizer Fund Election Form – National (411388)
- Portfolio Stabilizer Fund Election Form – New York (411388-NY5)
- Pre-Election for Payment of Death Benefits – National (200488)
- Pre-Election for Payment of Death Benefits – NY (138048)
- Privacy Notice – IRA Account
- Privileged Asset Annuity Change of Ownership Form (51499F)
- Privileged Asset Annuity Change of Ownership Form – New York (51555)
- Privileged Asset Annuity Change of Beneficiary Form (51498H)
- Privileged Asset Annuity Change of Beneficiary Form – New York (274597)
- Privileged Asset Annuity Service Request Form (12167)
- Privileged Asset Death Claim Deferral – National (111953)
- Privileged Asset Death Claim Deferral – New York (111954)
- Privileged Asset Death Claim – National (12179)
- Privileged Asset Death Claim Statement – New York (200334)
- Purchase Instruction Receipt (3247)
R
- Release of Collateral assignment (200017)
- Release of Collateral assignment NY (38107)
- RiverSource Beneficiary(ies) Identification and Location Assistance Form – National (113629)
- RiverSource Life Insurance Co. of New York Annuitization Request for Death Claims – New York (113730)
S
- Select Separate Account Client Agreement (413076)
- SIMPLE IRA – Employee Salary Reduction Agreement (24004-2)
- SIMPLE IRA Plan – Participation Notice & Summary Description (24004-5)
- SPS Advisor Client Agreement (402286)
- Statement of Disability (200458)
T
- Tax Sheltered Custodial Agreement (3110)
- Telephone, Electronic Transaction and Change – Instructions Authorization (111661)
- Transfer on Death Account Agreement (3214)
V
Investments
-
Account Funding and Money Movement
-
- Account Transfer and Direct Rollover (111770)
- Annuitization Request or Reallocation for Variable Payouts - National (33390)
- Annuitization Request or Reallocation for Variable Payouts – New York (38336)
- Gifting of Securities from Ameriprise Brokerage, Ameriprise® Managed Accounts and SPS Advantage Account to External Firm (402011)
- Outgoing Annuity Tax Qualified Transfer or Direct Rollover from RiverSource Life Insurance Company (30482)
- Outgoing Annuity Tax Qualified Transfer or Direct Rollover from RiverSource Life Insurance Co. of New York (138065)
- Outgoing Non-Qualified 1035 Exchange from RiverSource Life Insurance Company (30481)
- Outgoing Non-Qualified 1035 Exchange from RiverSource Life Insurance Co. of New York (138066)
- Privileged Asset Annuity Change of Ownership Form (51499F)
- Privileged Asset Annuity Change of Beneficiary Form (51498H)
- Cancellation and Refund Request
- Cancellation and Refund Request Instructions
- IRA or Roth IRA Recharacterization Request (591)
- Statement of Disability (200458)
- External IRA/Keogh Account Transfer to RiverSource Life Insurance Co. of New York (38048)
- External IRA Direct Rollover to RiverSource Life Insurance Co. of New York (38413)
-
403(b) Accounts
-
Change or Add Features to Your Account
-
Account Maintenance
-
- Ameriprise Brokerage Agreement (402468)
- Other Important Brokerage Disclosures (402469)
- Ameriprise Brokerage Investment Club Agreement (8112)
- Telephone, Electronic Transaction and Change – Instructions Authorization (111661)
- Certificate of Sole Proprietor (2186)
- Ameriprise Financial Planning Service Cancellation and Refund Request (402004)
- Ameriprise Financial Planning Service Cancellation and Refund Request instructions (402004-inst)
- Change of Ownership/Annuitant (F120)
- Change of Ownership/Annuitant (38105) – For RiverSource Life Insurance Co. of New York
- Certificate of Authority (402456)
- Change Default Lot Relief Method for Non-Qualified Accounts – Equities Only (402459)
- Transfer on Death Agreement Form (3214)
- Change of Beneficiary – Life and Annuities (33032)
- Change of Beneficiary – Life and Annuities – Instructions (33032-inst)
- Change of Beneficiary – Life and Annuities (38120) – For RiverSource Life Insurance Co. of New York
- Change of Beneficiary – IRAs (3993) | Purchase Instruction Receipt (3247)
- Client Data Update Form (200015)
- Duplicate statement request (402239)
- Change Distribution Election (F246)
- Portfolio Stabilizer Fund Election Form – National (411388)
- Portfolio Stabilizer Fund Election Form – New York (411388-NY5)
- Insurance Reprojection Request (111703)
- Assignment of Life Insurance Policy or Annuity Contract as Collateral (33057)
- Assignment of Life Insurance Policy or Annuity Contract as Collateral – for RiverSource Life Insurance Co. Of NY (38106)
- Release of Collateral assignment (200017)
- Release of Collateral assignment NY (38107)
- Broker Firm Change FINRA Notification
- Pre-Election for Payment of Death Benefits – National (200488)
- Pre-Election for Payment of Death Benefits – NY (138048)
- Privileged Asset Annuity Service Request Form (12167)
- Annuitization Start Date Postponement Request - National (402310)
- Annuitization Start Date Postponement Request – NY (402309)
-
Estate Settlement
-
- Annuitization Request for Death Claims – National (113729)
- Annuitization Request or Reallocation for Variable Payouts – New York (38336)
- Annuitization Request or Reallocation for Variable Payouts – National (33390)
- Estate Settlement Claim (402542)
- Insurance and Annuity Change of Ownership Due to Death – National (113627)
- Insurance and Annuity Death Claim Statement (140838)
- Insurance and Annuity Death Claim Statement (38111) – For RiverSource Life Insurance Co. of New York
- Privileged Asset Death Claim Deferral – National (111953)
- Privileged Asset Death Claim Deferral – New York (111954)
- Privileged Asset Death Claim – National (12179)
- Privileged Asset Death Claim Statement – New York (200334)
- RiverSource Beneficiary(ies) Identification and Location Assistance Form – National (113629)
- RiverSource Client Agreement (402122)
- RiverSource Life Insurance Co. of New York Annuitization Request for Death Claims – New York (113730)
Auto and Home Insurance
Banking and Lending
-
Home Ownership Accelerator
-
- Home Ownership Accelerator ACH Transfer Request (247178)
- Home Ownership Accelerator ACH Stop Payment Request (247255)
- Home Ownership Accelerator ACH Stop Payment Release (247179)
- Home Ownership Accelerator Authorized User Form (402516)
- Home Ownership Accelerator Check Stop Payment Request (247257)
- Home Ownership Accelerator Check Stop Payment Release (247256)
- Deposit Slip
- Direct Paycheck Remittance to Account
- ONE Account Check Stop Payment Form (112606)