Account service forms
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- ONE Account Check Stop Payment Form (112606)
- Outgoing Annuity Tax Qualified Transfer or Direct Rollover from RiverSource Life Insurance Company (30482)
- Change of Beneficiary – Life and Annuities (33032)
- Change of Beneficiary – IRAs (3993)
- Ameriprise Financial Client Relationship Guide (401043)
- Portfolio Stabilizer Fund Election Form – National (411388)
- Portfolio Stabilizer Fund Election Form – New York (411388-NY5)
- Insurance and Annuity Death Claim Statement (140838)
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A
- Access Account Program Client Agreement (402333)
- Account Transfer and Direct Rollover (111770)
- ACH Stop Payment Request (247255)
- ACH Stop Payment Release (247179)
- ACH Transfer Request (247178)
- Active Portfolios Client Agreement (413075)
- Add Ameriprise ONE® Financial Account Banking and Card Features (15028)
- Ameriprise Brokerage Investment Club Agreement (8112)
- Ameriprise Financial Planning Service Cancellation and Refund Request (402004)
- Ameriprise Financial Planning Service Cancellation and Refund Request instructions (402004-inst)
- Ameriprise SPS Advantage Client Agreement (413074)
- Annuitization Start Date Postponement Request - National (402310)
- Annuitization Start Date Postponement Request – NY (402309)
- Apply for Auto Insurance
- Apply for Home Insurance
- Assignment of Life Insurance Policy or Annuity Contract as Collateral (33057)
- Assignment of Life Insurance Policy or Annuity Contract as Collateral – for RiverSource Life Insurance Co. Of NY (38106)
- Auto Claim
B
C
- Cancellation and Refund Request
- Cancellation and Refund Request Instructions
- Certificate of Authority (402456)
- Certificate of Sole Proprietor (2186)
- Change Default Lot Relief Method for Non-Qualified Accounts – Equities Only (402459)
- Change Distribution Election (F246)
- Change of Beneficiary – Life and Annuities (33032)
- Change of Beneficiary – Life and Annuities – Instructions (33032-inst)
- Change of Beneficiary – Life and Annuities – for RiverSource Life Insurance Co. of NY (38120)
- Change of Beneficiary – IRAs (3993)
- Change of Beneficiary – IRAs – Instructions (3993-inst)
- Change of Ownership/Annuitant (F120)
- Change of Ownership/Annuitant – for RiverSource Life Insurance Co. of NY (38105)
- Characteristics and Risks of Standard Options – Brokerage Option Approval
- Check Stop Payment Request (247257)
- Check Stop Payment Release (247256)
- Client Agreement – Ameriprise Brokerage Agreement (402468)
- Client Agreement – Other Important Brokerage Disclosure (402469)
- Client Data Update Form (200015)
- Cost basis update form (402234)
D
E
- Employer Information Form (200758)
- Estate Settlement Claim (402542)
- External IRA Direct Rollover to RiverSource Life Insurance Co. of New York (38413)
- External IRA/Keogh Account Transfer to RiverSource Life Insurance Co. of New York (38048)
- External Proprietary Account Transfer and Direct Rollover (200808)
- External TSA/TSCA Account Transfer and Direct Rollover to RiverSource Life Insurance Co. of New York (38262)
G
H
I
- Insurance and Annuity Death Claim Statement (140838)
- Insurance and Annuity Death Claim Statement for RiverSource Life Insurance Co. of NY (38111)
- Insurance Reprojection Request (111703)
- Investor Unified Account Program Client Agreement (402332)
- ISA – Information Share Agreement
M
O
- ONE Account Check Stop Payment Form (112606)
- Outgoing Annuity Tax Qualified Transfer or Direct Rollover from RiverSource Life Insurance Company (30482)
- Outgoing Annuity Tax Qualified Transfer or Direct Rollover from RiverSource Life Insurance Co. of New York (138065)
- Outgoing Non-Qualified 1035 Exchange from RiverSource Life Insurance Company (30481)
- Outgoing Non-Qualified 1035 Exchange from RiverSource Life Insurance Co. of New York (138066)
P
- Portfolio Stabilizer Fund Election Form – National (411388)
- Portfolio Stabilizer Fund Election Form – New York (411388-NY5)
- Pre-Election for Payment of Death Benefits – National (200488)
- Pre-Election for Payment of Death Benefits – NY (138048)
- Privacy Notice – IRA Account
- Privileged Asset Annuity Change of Ownership Form (51499F)
- Privileged Asset Annuity Change of Ownership Form – New York (51555)
- Privileged Asset Annuity Change of Beneficiary Form (51498H)
- Privileged Asset Annuity Change of Beneficiary Form – New York (274597)
- Privileged Asset Annuity Service Request Form (12167)
- Privileged Asset Annuity Withdrawal Request Form
- Privileged Asset Annuity Withdrawal Request Form – New York
- Privileged Asset Death Claim Deferral – National (112033)
- Privileged Asset Death Claim Deferral – New York (112034)
- Privileged Asset Death Claim – National (12179)
- Privileged Asset Death Claim Statement – New York (200334)
- Purchase Instruction Receipt (3247)
R
S
- Select Separate Account Client Agreement (413076)
- SIMPLE IRA – Employee Salary Reduction Agreement (24004-2)
- SIMPLE IRA Plan – Participation Notice & Summary Description (24004-5)
- SPS Advisor Client Agreement (402286)
- Statement of Disability (200458)
T
- Tax Sheltered Custodial Agreement (3110)
- Telephone, Electronic Transaction and Change – Instructions Authorization (111661)
- Transfer on Death Account Agreement (3214)
- Transfer on Death Agreement Form – Instructions (3214-inst)
V
Investments
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Account Funding and Money Movement
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- Account Transfer and Direct Rollover (111770)
- Gifting of Securities from Ameriprise Brokerage, Ameriprise® Managed Accounts and SPS Advantage Account to External Firm (402011)
- Outgoing Annuity Tax Qualified Transfer or Direct Rollover from RiverSource Life Insurance Company (30482)
- Outgoing Annuity Tax Qualified Transfer or Direct Rollover from RiverSource Life Insurance Co. of New York (138065)
- Outgoing Non-Qualified 1035 Exchange from RiverSource Life Insurance Company (30481)
- Outgoing Non-Qualified 1035 Exchange from RiverSource Life Insurance Co. of New York (138066)
- Privileged Asset Annuity Change of Ownership Form (51499F)
- Privileged Asset Annuity Change of Beneficiary Form (51498H)
- Privileged Asset Annuity Withdrawal Request Form
- Privileged Asset Annuity Withdrawal Request Form – New York
- Cancellation and Refund Request
- Cancellation and Refund Request Instructions
- IRA or Roth IRA Recharacterization Request (591)
- Statement of Disability (200458)
- External IRA/Keogh Account Transfer to RiverSource Life Insurance Co. of New York (38048)
- External IRA Direct Rollover to RiverSource Life Insurance Co. of New York (38413)
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403(b) Accounts
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Change or Add Features to Your Account
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Account Maintenance
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- Ameriprise Brokerage Agreement (402468)
- Other Important Brokerage Disclosures (402469)
- Ameriprise Brokerage Investment Club Agreement (8112)
- Telephone, Electronic Transaction and Change – Instructions Authorization (111661)
- Certificate of Sole Proprietor (2186)
- Ameriprise Financial Planning Service Cancellation and Refund Request (402004)
- Ameriprise Financial Planning Service Cancellation and Refund Request instructions (402004-inst)
- Change of Ownership/Annuitant (F120)
- Change of Ownership/Annuitant (38105) – For RiverSource Life Insurance Co. of New York
- Certificate of Authority (402456)
- Change Default Lot Relief Method for Non-Qualified Accounts – Equities Only (402459)
- Transfer on Death Agreement Form (3214)
- Transfer on Death Agreement Form – Instructions (3214-inst)
- Change of Beneficiary – Life and Annuities (33032)
- Change of Beneficiary – Life and Annuities – Instructions (33032-inst)
- Change of Beneficiary – Life and Annuities (38120) – For RiverSource Life Insurance Co. of New York
- Change of Beneficiary – IRAs – Instructions (3993-inst)
- Change of Beneficiary – IRAs (3993) | Purchase Instruction Receipt (3247)
- Client Data Update Form (200015)
- Duplicate statement request (402239)
- Change Distribution Election (F246)
- Portfolio Stabilizer Fund Election Form – National (411388)
- Portfolio Stabilizer Fund Election Form – New York (411388-NY5)
- Insurance Reprojection Request (111703)
- Assignment of Life Insurance Policy or Annuity Contract as Collateral (33057)
- Assignment of Life Insurance Policy or Annuity Contract as Collateral – for RiverSource Life Insurance Co. Of NY (38106)
- Release of Collateral assignment (200017)
- Release of Collateral assignment NY (38107)
- Broker Firm Change FINRA Notification
- Pre-Election for Payment of Death Benefits – National (200488)
- Pre-Election for Payment of Death Benefits – NY (138048)
- Privileged Asset Annuity Service Request Form (12167)
- Annuitization Start Date Postponement Request - National (402310)
- Annuitization Start Date Postponement Request – NY (402309)
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Estate Settlement
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- Estate Settlement Claim (402542)
- Insurance and Annuity Death Claim Statement (140838)
- Insurance and Annuity Death Claim Statement (38111) – For RiverSource Life Insurance Co. of New York
- Privileged Asset Death Claim Deferral – National (112033)
- Privileged Asset Death Claim Defferal – New York (112034)
- Privileged Asset Death Claim – National (12179)
- Privileged Asset Death Claim Statement – New York (200334)
- RiverSource Client Agreement (402122)
Auto and Home Insurance
Banking and Lending
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Home Ownership Accelerator
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- Home Ownership Accelerator ACH Transfer Request (247178)
- Home Ownership Accelerator ACH Stop Payment Request (247255)
- Home Ownership Accelerator ACH Stop Payment Release (247179)
- Home Ownership Accelerator Authorized User Form (402516)
- Home Ownership Accelerator Check Stop Payment Request (247257)
- Home Ownership Accelerator Check Stop Payment Release (247256)
- Deposit Slip
- Direct Paycheck Remittance to Account
- ONE Account Check Stop Payment Form (112606)