Client agreements & product disclosures

All forms are available in PDF format. Click the link to open or download the form. If you don't see the form you are looking for, please log in to your account or contact us.

Investment Professionals, Inc. (IPI) clients who are transferring to Ameriprise Financial

IPI Account Ownership Ameriprise Account Ownership Ameriprise Disclosure Document
Traditional IRA Traditional IRA Your guide to IRAs (Traditional, Rollover, & SEP) (4220-1)
Roth IRA Roth IRA Your guide to Roth IRAs (4220-2)
Rollover IRA Rollover IRA Your guide to IRAs (Traditional, Rollover, & SEP) (4220-1)
Simplified Employee Pension IRA (SEP IRA) Simplified Employee Pension IRA (SEP IRA) Your guide to IRAs (Traditional, Rollover, & SEP) (4220-1)
Savings Incentive Match Plan for Employees IRA (SIMPLE IRA) Savings Incentive Match Plan for Employees IRA (SIMPLE IRA) Your guide to SIMPLE IRAs (4220-3)

Beneficiaries

To the extent available from your prior custodian, we will retain your beneficiary designation. If you did not have a beneficiary designation, your default beneficiary under the Ameriprise IRA custodial agreement will govern (spouse and then estate). 

Please check your beneficiary information to make sure it reflects your current intention.

  • If there are 5 or less beneficiary names for your account, the relationship you can view them by logging-into your account on Ameriprise.com, choose My Accounts Overview and open your account and then client the beneficiary tab.
  • If there are 6 or more beneficiaries for your account, your beneficiary designation cannot be viewed in your online account. Instead you will need to verify with your financial advisor that your beneficiaries are consistent with your intention.

Distribution and tax withholding information

  • Your scheduled distributions have been moved to our systems, including any withholding instructions

For new distribution requests, you must work with your financial advisor to make federal and state withholding elections

IPI Account Ownership Ameriprise Account Ownership Ameriprise Disclosure Document
Coverdell Education Savings Account Coverdell Education Savings Account Your guide to Coverdells (24044)
403(b)(7) Custodial Accounts 403(b)(7) Custodial Accounts Tax Sheltered Custodial Agreement*

*There is no need to complete the application portion of the document.