Client agreements & product disclosures

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Regulation Best Interest
Brokerage Client Agreement and Disclosures
General Disclosures
Product Disclosures
Investment Professionals, Inc. (IPI)

Investment Professionals, Inc. (IPI) clients who are transferring to Ameriprise Financial

IPI Account Ownership Ameriprise Account Ownership Ameriprise Disclosure Document
Traditional IRA Traditional IRA Your guide to IRAs (Traditional, Rollover, & SEP) (4220-1)
Roth IRA Roth IRA Your guide to Roth IRAs (4220-2)
Rollover IRA Rollover IRA Your guide to IRAs (Traditional, Rollover, & SEP) (4220-1)
Simplified Employee Pension IRA (SEP IRA) Simplified Employee Pension IRA (SEP IRA) Your guide to IRAs (Traditional, Rollover, & SEP) (4220-1)
Savings Incentive Match Plan for Employees IRA (SIMPLE IRA) Savings Incentive Match Plan for Employees IRA (SIMPLE IRA) Your guide to SIMPLE IRAs (4220-3)

Beneficiaries

To the extent available from your prior custodian, we will retain your beneficiary designation. If you did not have a beneficiary designation, your default beneficiary under the Ameriprise IRA custodial agreement will govern (spouse and then estate). 

Please check your beneficiary information to make sure it reflects your current intention.

  • If there are 5 or less beneficiary names for your account, the relationship you can view them by logging-into your account on Ameriprise.com, choose My Accounts Overview and open your account and then client the beneficiary tab.
  • If there are 6 or more beneficiaries for your account, your beneficiary designation cannot be viewed in your online account. Instead you will need to verify with your financial advisor that your beneficiaries are consistent with your intention.

Distribution and tax withholding information

  • Your scheduled distributions have been moved to our systems, including any withholding instructions

For new distribution requests, you must work with your financial advisor to make federal and state withholding elections.

IPI Account Ownership Ameriprise Account Ownership Ameriprise Disclosure Document
Coverdell Education Savings Account Coverdell Education Savings Account Your guide to Coverdells (24044)
403(b)(7) Custodial Accounts 403(b)(7) Custodial Accounts Tax Sheltered Custodial Agreement*

*There is no need to complete the application portion of the document.

Tax Qualified
Managed Accounts Client Agreeements
Managed Account Client Disclosure Brochures
Ameriprise Bank, FSB personal trust services
Investment products are not federally or FDIC-insured, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value.
Ameriprise Bank, FSB works with other subsidiaries of Ameriprise Financial, Inc., including Ameriprise Financial Services, LLC. (AFS), to offer a broad range of financial products and services. Ameriprise Bank, FSB and its affiliates provide written disclosures that describe these relationships and the potential conflicts of interest that may exist among the bank, AFS financial advisors and/or its affiliated companies in the Ameriprise Financial Client Relationship Guide, Ameriprise Managed Accounts Client Disclosure Brochure and Ameriprise Financial Planning Service Client Disclosure Brochure. These documents clearly describe the revenues received by AFS and its affiliates and the sources of those revenues, as well as the sources of compensation received by AFS financial advisors. For additional important information and disclosures, please reference Ameriprise Bank, FSB Disclosures Applicable to Personal Trust Services.
Ameriprise Bank, FSB provides deposit, lending, and personal trust products and services to its customers, including clients of Ameriprise Financial Services, LLC (“AFS”). Ameriprise Bank, FSB and AFSI are subsidiaries of Ameriprise Financial, Inc. AFS financial advisors may receive compensation for selling bank products. 
Neither Ameriprise Bank, FSB nor AFS financial advisors are authorized to give legal or tax advice. For specific legal or tax matters, clients should consult with their own legal and/or tax advisors.
Investment products made available through AFS are not FDIC insured, are not deposits or other obligations of Ameriprise Bank, FSB and are not guaranteed by Ameriprise Bank, FSB, and are subject to investment risks, including possible loss of principal invested.
Ameriprise Bank, FSB. Member FDIC. Equal Housing Lender 
Investment advisory products and services are made available through Ameriprise Financial Services, LLC, a registered investment adviser.     
Ameriprise Financial Services, LLC. Member FINRA and SIPC.