1Newsweek and Statista recognized America’s Most Responsible Companies based on a holistic view of corporate responsibility across the three pillars of ESG: Environment, Social and Corporate Governance. Statista conducted the evaluation through an analysis of quantitative data publicly available as of June 30, 2022 from more than 30 key performance indicators from the three areas of Corporate Social Responsibility (CSR) and from the results of a survey among more than 13,000 U.S. residents conducted from Sept. 9 – Sept. 29, 2022. Survey respondents evaluated CSR performance for companies that were familiar to them. Ameriprise did not pay a fee to be evaluated for this rating. Ameriprise did pay a licensing fee to publicly cite the results of the survey. See
https://www.newsweek.com/rankings/americas-most-responsible-companies-2023.
2The
Bloomberg Gender-Equality Index (GEI) was created to expand the universe of environmental, social and governance data from public companies available to investors. The index reflects Bloomberg’s dedication to increasing data transparency and bringing a new level of clarity and awareness to the progress against social and governance goals. Learn more at:
www.bloomberg.com/gei
3The Most Trusted Financial Companies Survey is conducted by Investor's Business Daily and TechnoMetrica Market Intelligence, ranking financial companies based on consumer trust. The study was conducted in two phases, with 691 individuals responding to Phase 1 in June and July 2022 and 6,520 participants in Phase 2 from July 7 – 21, 2022. Eighty-five companies met the requirements for inclusion in the rankings (i.e., 100 or 125 respondents, depending on the category). Phase 1 identified attributes of financial institutions that are most important to consumers in terms of “trust.” Phase 2 used the attributes defined in Phase 1, and respondents evaluated companies on the attributes based on a five-point scale based on how much they trusted the company regarding that attribute. Scores were computed by taking the difference between the percentage of respondents giving high and low scores. Percentages were weighted and used to produce the overall Trust Index rating. Ameriprise did not pay a fee to be evaluated for this rating. Ameriprise did pay a fee to publicly cite the results of the survey. See
https://www.investors.com/news/customer-trust-survey-methodology-2022/
4Newsweek and Statista recognized America’s Most Trusted Companies in 22 industries based on surveys issued to 50,000 U.S. residents from June 28-August 13, 2021. Respondents chose from a list of all U.S.-based companies with revenues over $500 million, rating those with which they were familiar in three areas of trust: customer, investor, and employee. 110,000 evaluations were generated and companies with scandals were eliminated, resulting in a list of 400 companies. Ameriprise placed 20th of 21 companies in the Financial Services industry that earned a ranking. For more information, visit
https://www.newsweek.com/americas-most-trustworthy-companies-2022.
5Clients can respond to an internal Ameriprise survey and rate their advisor or practice based on their satisfaction with the advisor or practice, on a scale of 1 to 5 (1 = extremely dissatisfied to 5 = extremely satisfied). Client experiences may vary and working with any Ameriprise Financial practice is not a guarantee of future financial results. Investors should not consider this rating a substitute for their own research and evaluation of a financial practice's qualifications. Only clients who access the Ameriprise Secure Client Site may submit a rating. Ratings reflect an average of all client responses received over a rolling two-year period as of 12/31/2022.
6Ameriprise Financial Goal-Based Advice Survey. Results from July 2018 through September 2022, reflecting 8,675 client responses. The percentages cited reflect those who agree or strongly agree with each statement (on a 5-point scale). Clients may complete a survey via the secure site after their goals are published online.
7FORTUNE Magazine, Fortune 500 ranking published June 2022 is
based on 2021 total revenue.
8Company Reports
9Company data, as of Q3 2022
10Pensions & Investments/Thinking Ahead Institute World 500: World’s largest money managers – Oct. 17, 2022 issue. Data as of Dec. 31, 2021.
11Ameriprise asked experienced advisors who moved their book of business to the firm in the last one-to-five years to compare its support, resources, and capabilities to their previous firm and state their satisfaction with their experience. The survey results identified the top ways Ameriprise stands out compared to competitors. 294 advisors responded to the “Ultimate Advisor Partnership” survey, which was conducted in November 2021.
12J.D. Power 2022 Certified Customer Service ProgramSM recognition is based on successful completion of an evaluation and exceeding a customer satisfaction benchmark through a survey of recent servicing interactions. Ameriprise advisors evaluated the firm’s performance in these factors: satisfaction with the IVR routing process, and the customer service representative which includes knowledge, courtesy, concern, call duration/transfers/hold time, and timeliness of resolution in addition to overall satisfaction. Ameriprise paid a fee to J.D. Power to be independently evaluated through this program and cite the results. Ameriprise’s use of results of the evaluation is subject to a license fee. For more information, visit
www.jdpower.com/ccc.
13Barron’s generates its rankings from a formulaic analysis of surveys answered by candidates regarding assets, revenue, and quality of practice, including an advisor’s regulatory and compliance record. Barron’s is a registered trademark of Dow Jones, L.P.; all rights reserved. This award for each applicable year is based on data from the previous two calendar years and is not indicative of this advisor’s future performance. Neither Ameriprise Financial nor its advisors pay a fee to Barron’s in exchange for the ranking or its use.
14Barron’s Hall of Fame Advisors have been ranked for 10 or more years on one of the following lists: Barron’s Top 100 Financial Advisors, Barron’s Top 100 Women Financial Advisors or Barron’s Top 100 Independent Financial Advisors. Barron’s generates its rankings from a formulaic analysis of surveys answered by candidates regarding assets, revenue, and quality of practice, including an advisor’s regulatory and compliance record. Barron’s is a registered trademark of Dow Jones, L.P.; all rights reserved. This award is not indicative of this advisor’s future performance. Neither Ameriprise Financial nor its advisors pay a fee to Barron’s in exchange for the ranking.
15Barron’s generates its rankings from a formulaic analysis of surveys answered by candidates regarding assets, revenue, and quality of practice, including an advisor’s regulatory and compliance record. Barron’s is a registered trademark of Dow Jones, L.P.; all rights reserved. This award is based on data from this calendar year and is not indicative of this advisor’s future performance. Neither Ameriprise Financial nor its advisors pay a fee to Barron’s in exchange for the ranking.
16The 2023
Forbes Best-in-State Wealth Management Teams list is developed by SHOOK Research and is created using an algorithm that includes both qualitative (in-person, virtual and telephone due diligence meetings; client impact; industry experience; review of best practices and compliance records; and firm nominations) and quantitative (assets under management and revenue generated for their firms) data. Certain awards include a demographic component to qualify. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. This ranking is based on the opinions of SHOOK Research, LLC, is not indicative of future performance or representative of any one client’s experience and is based on data from the previous calendar year.
Forbes magazine and SHOOK Research do not receive compensation in exchange for placement on the ranking. For more information:
www.SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC.
17The 2023
Forbes Top Women and Best-in-State Women Wealth Advisor rankings are developed by SHOOK Research and are created using an algorithm that includes both qualitative (in-person, virtual and telephone due diligence meetings; client impact; industry experience; review of best practices and compliance records; and firm nominations) and quantitative (assets under management and revenue generated for their firms) data. Certain awards include a demographic component to qualify. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. These rankings are based on the opinions of SHOOK Research, LLC, are not indicative of future performance or representative of any one client’s experience and are based on data from the previous calendar year. Forbes magazine and SHOOK Research do not receive compensation in exchange for placement on the ranking. For more information:
www.SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC.
18The
Forbes Top Next-Generation Wealth Advisors, Best-in-State Next-Generation Wealth Advisors and Top 250 Wealth Advisors rankings are developed by SHOOK Research and are created using an algorithm that includes both qualitative (in_person, virtual and telephone due diligence meetings; client impact; industry experience; review of best practices and compliance records; and firm nominations) and quantitative (assets under management and revenue generated for their firms) data. Certain awards include a demographic component to qualify. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. These rankings are based on the opinions of SHOOK Research, LLC, are not indicative of future performance or representative of any one client’s experience and are based on data from the current calendar year.
Forbes magazine and SHOOK Research do not receive compensation in exchange for placement on the ranking. For more information:
www.SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC.
19The
Forbes Top Financial Security Professionals and Best-in-State Financial Security Professionals rankings are developed by SHOOK Research and are created using an algorithm that includes both qualitative (in-person, virtual and telephone due diligence meetings; client impact; industry experience; review of best practices and compliance records; and firm nominations) and quantitative (assets under management and revenue generated for their firms) data. Certain awards include a demographic component to qualify. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. These rankings are based on the opinions of SHOOK Research, LLC, are not indicative of future performance or representative of any one client’s experience and are based on data from the previous calendar year.
Forbes magazine and SHOOK Research do not receive compensation in exchange for placement on the ranking. For more information:
www.SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC.
20Forbes Top Wealth Management Teams: High Net Worth and
Forbes Top Wealth Management Teams: Private Wealth rankings are developed by SHOOK Research and are created using an algorithm that includes both qualitative (in-person, virtual and telephone due diligence meetings; client impact; industry experience; review of best practices and compliance records; and firm nominations) and quantitative (assets under management and revenue generated for their firms) data. Certain awards include a demographic component to qualify. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. These rankings are based on the opinions of SHOOK Research, LLC, are not indicative of future performance or representative of any one client’s experience and are based on data from the current calendar year.
Forbes magazine and SHOOK Research do not receive compensation in exchange for placement on the ranking. For more information:
www.SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC.
21The AdvisorHub 100 Fast Growing Advisors to Watch; AdvisorHub 25 Next Gen Advisors to Watch; AdvisorHub 25 Women Advisors to Watch; AdvisorHub 50 Advisors to Watch (over $1Bil); AdvisorHub 50 Advisors to Watch (under $1Bil); AdvisorHub 50 Solo Practices to Watch; and AdvisorHub Fastest Growing Advisors to Watch awards are based upon a combination of (i) an advisor’s scale as a function of assets, production, and quality of service, (ii) year-over-year growth in assets, and (iii) professionalism, which includes regulatory record, community involvement and team makeup.
22The term Military Friendly® is a registered trademark of Viqtory, Inc., and is used with permission. For more information, visit
www.militaryfriendly.com/mfcguide/.
As a 2023 Bronze level award designee, Ameriprise Financial is within 30% of the organizations ranked 10th in the Top 10 award category for similar organizations.
23Designees are evaluated based upon surveys submitted by it in the year of the award’s designation.
Investment products are not insured by the FDIC, NCUA or any federal agency, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value.
Ameriprise Financial cannot guarantee future financial results. Past performance is not a guarantee of future results.
Investment advisory services and products are made available through Ameriprise Financial Services, LLC, a registered investment adviser.
Ameriprise Financial Services, LLC. Member FINRA and SIPC.