Top ratings in the investment industry

Ameriprise Financial has helped millions of people achieve their goals along the way to a more confident retirement. For more than 125 years, we've been a longstanding leader of personalized financial planning and advice to help our clients achieve their short-term and long-term goals.

Ameriprise Financial named one of America’s 2023 Most Responsible Companies by Newsweek¹

Ameriprise is a proud to be included in the 2023 Bloomberg Gender-Equality Index (GEI)²

Acceptance into the GEI supports members’ focus on women empowerment, and showcases their commitment to gender equality in the workplace. It also provides the investment community with the transparency they seek in quantifying the ‘S’ in ESG.

Ameriprise Financial is one of the Most Trusted Wealth Management Companies

Our clients and their goals are at the center of all we do. That’s why we are proud to be named one of the Most Trusted Wealth Management Companies of 2022 according to Investor’s Business Daily.³ For more info, visit Investors Business Daily.

Recognized by Newsweek as one of America’s Most Trusted Companies 2022⁴

Award-winning service with a focus on clients

Ameriprise and our advisors have been recognized through client surveys and independent research studies for outstanding service and commitment to our clients.

4.9 out of 5

_{Clients rated Ameriprise 4.9 out of 5 for:⁵}

Overall satisfaction • "Providing advice based on my financial goals" • "Always putting my interests first"

Clients are highly satisfied with the Ameriprise advice experience⁶:

97% say they feel like their financial advisor cares about their ability to achieve goals
95% say they were highly satisfied with outcome of experience with financial advisor

Strong, stable and growing

Ranked #277 on FORTUNE 500^®7
Serving more than 2 million individual, business, and institutional clients⁸
More than $1 trillion in assets under management and administration⁹
25th largest global asset manager¹⁰

Nearly 300 advisors compared Ameriprise to their previous firms¹¹:

90% of advisors joining Ameriprise in the last 5 years say technology, financial planning capabilities, and ability to acquire clients is better than prior firms
95% say Ameriprise supports deeper client relationships through financial planning and advice
91% believe Ameriprise elevates the client experience
91% believe Ameriprise enables them to run their practice in a way that aligns with their values

J.D. Power – 2022 Certified Customer Service Certification

Ameriprise has been recognized by J.D. Power for providing “an outstanding customer service experience” for phone support for advisors for four consecutive years.¹² For more info, visit jdpower.com/ccc.

Learn more about the Ameriprise approach to financial planning and advice

Nationally recognized, top-tiered advisors

In 2022

Four Hall of Fame Advisors¹³
Three Top 100 Financial Advisors¹⁴
Four Top 100 Private Wealth Management Teams¹⁴
Eight Top 100 Women Financial Advisors¹⁴
Nine Top 100 Independent Financial Advisors¹⁴
65 Top 1,200 Financial Advisors¹⁵

In 2023

259 Best-in-State Wealth Management Teams¹⁶
Four Top Women Wealth Advisors¹⁷
135 Best-in-State Women Wealth Advisors¹⁷

In 2022

405 Best-in-State Wealth Advisors¹⁷
Six Top Next-Generation Wealth Advisors¹⁸
79 Best-in-State Next-Generation Wealth Advisors¹⁸
Six Top 250 Wealth Advisors¹⁸
Eight Best-in-State Financial Security Professionals¹⁹
Five Top Wealth Management Teams²⁰

In 2022²¹

Eight Advisors to Watch (over $1Bil)
25 Advisors to Watch (under $1Bil)
26 Fastest Growing Advisors to Watch
One Next Gen Advisors to Watch
Seven Solo Practices to Watch
Eight Women Advisors to Watch

How to find a financial advisor

Recognized as a top workplace

Ameriprise Financial has been recognized as a Military Friendly® Employer²² for the 9th consecutive year²³

Ameriprise is honored to be awarded the Military Friendly® Employer (MFE) designation for the ninth year in a row for our efforts in creating sustainable and meaningful career paths, community outreach, brand enthusiasm and enduring partnerships. Being a military friendly employer means being committed to creating sustainable economic benefits to the military community and all parts within.

For the first time, Ameriprise has been awarded the Military Spouse Friendly Employer (MFSE) designation for 2023. This considers what employers do to attract, hire and develop military spouse employees; as well as the policies and practices with which employers support them along the way to help them have fulfilling careers.

Ameriprise has been named among the country’s “Best Places to Work for Disability Inclusion” for the third consecutive year.

The Disability Equality Index (DEI) is a national, transparent benchmarking tool that offers businesses an opportunity to self-report their disability inclusion policies and practices. It was developed by two national leaders, American Association of People with Disabilities (AAPD) and Disability:IN, in consultation with the appointed DEI Advisory Committee, a diverse group of experts in business, policy, and disability advocacy. Learn more at: www.DisabilityEqualityIndex.org.

¹Newsweek and Statista recognized America’s Most Responsible Companies based on a holistic view of corporate responsibility across the three pillars of ESG: Environment, Social and Corporate Governance. Statista conducted the evaluation through an analysis of quantitative data publicly available as of June 30, 2022 from more than 30 key performance indicators from the three areas of Corporate Social Responsibility (CSR) and from the results of a survey among more than 13,000 U.S. residents conducted from Sept. 9 – Sept. 29, 2022. Survey respondents evaluated CSR performance for companies that were familiar to them. Ameriprise did not pay a fee to be evaluated for this rating. Ameriprise did pay a licensing fee to publicly cite the results of the survey. See https://www.newsweek.com/rankings/americas-most-responsible-companies-2023.

²The Bloomberg Gender-Equality Index (GEI) was created to expand the universe of environmental, social and governance data from public companies available to investors. The index reflects Bloomberg’s dedication to increasing data transparency and bringing a new level of clarity and awareness to the progress against social and governance goals. Learn more at: www.bloomberg.com/gei

³The Most Trusted Financial Companies Survey is conducted by Investor's Business Daily and TechnoMetrica Market Intelligence, ranking financial companies based on consumer trust. The study was conducted in two phases, with 691 individuals responding to Phase 1 in June and July 2022 and 6,520 participants in Phase 2 from July 7 – 21, 2022. Eighty-five companies met the requirements for inclusion in the rankings (i.e., 100 or 125 respondents, depending on the category). Phase 1 identified attributes of financial institutions that are most important to consumers in terms of “trust.” Phase 2 used the attributes defined in Phase 1, and respondents evaluated companies on the attributes based on a five-point scale based on how much they trusted the company regarding that attribute. Scores were computed by taking the difference between the percentage of respondents giving high and low scores. Percentages were weighted and used to produce the overall Trust Index rating. Ameriprise did not pay a fee to be evaluated for this rating. Ameriprise did pay a fee to publicly cite the results of the survey. See https://www.investors.com/news/customer-trust-survey-methodology-2022/

⁴Newsweek and Statista recognized America’s Most Trusted Companies in 22 industries based on surveys issued to 50,000 U.S. residents from June 28-August 13, 2021. Respondents chose from a list of all U.S.-based companies with revenues over $500 million, rating those with which they were familiar in three areas of trust: customer, investor, and employee. 110,000 evaluations were generated and companies with scandals were eliminated, resulting in a list of 400 companies. Ameriprise placed 20th of 21 companies in the Financial Services industry that earned a ranking. For more information, visit https://www.newsweek.com/americas-most-trustworthy-companies-2022.

⁵Clients can respond to an internal Ameriprise survey and rate their advisor or practice based on their satisfaction with the advisor or practice, on a scale of 1 to 5 (1 = extremely dissatisfied to 5 = extremely satisfied). Client experiences may vary and working with any Ameriprise Financial practice is not a guarantee of future financial results. Investors should not consider this rating a substitute for their own research and evaluation of a financial practice's qualifications. Only clients who access the Ameriprise Secure Client Site may submit a rating. Ratings reflect an average of all client responses received over a rolling two-year period as of 12/31/2022.

⁶Ameriprise Financial Goal-Based Advice Survey. Results from July 2018 through September 2022, reflecting 8,675 client responses. The percentages cited reflect those who agree or strongly agree with each statement (on a 5-point scale). Clients may complete a survey via the secure site after their goals are published online.

⁷FORTUNE Magazine, Fortune 500 ranking published June 2022 is based on 2021 total revenue.

⁸Company Reports

⁹Company data, as of Q3 2022

¹⁰Pensions & Investments/Thinking Ahead Institute World 500: World’s largest money managers – Oct. 17, 2022 issue. Data as of Dec. 31, 2021.

¹¹Ameriprise asked experienced advisors who moved their book of business to the firm in the last one-to-five years to compare its support, resources, and capabilities to their previous firm and state their satisfaction with their experience. The survey results identified the top ways Ameriprise stands out compared to competitors. 294 advisors responded to the “Ultimate Advisor Partnership” survey, which was conducted in November 2021.

¹²J.D. Power 2022 Certified Customer Service ProgramSM recognition is based on successful completion of an evaluation and exceeding a customer satisfaction benchmark through a survey of recent servicing interactions. Ameriprise advisors evaluated the firm’s performance in these factors: satisfaction with the IVR routing process, and the customer service representative which includes knowledge, courtesy, concern, call duration/transfers/hold time, and timeliness of resolution in addition to overall satisfaction. Ameriprise paid a fee to J.D. Power to be independently evaluated through this program and cite the results. Ameriprise’s use of results of the evaluation is subject to a license fee. For more information, visit www.jdpower.com/ccc.

¹³Barron’s Hall of Fame Advisors have been ranked for 10 or more years on one of the following lists: Barron’s Top 100 Financial Advisors, Barron’s Top 100 Women Financial Advisors or Barron’s Top 100 Independent Financial Advisors. Barron’s generates its rankings from a formulaic analysis of surveys answered by candidates regarding assets, revenue, and quality of practice, including an advisor’s regulatory and compliance record. Barron’s is a registered trademark of Dow Jones, L.P.; all rights reserved. This award is not indicative of this advisor’s future performance. Neither Ameriprise Financial nor its advisors pay a fee to Barron’s in exchange for the ranking.

¹⁴Barron’s generates its rankings from a formulaic analysis of surveys answered by candidates regarding assets, revenue, and quality of practice, including an advisor’s regulatory and compliance record. Barron’s is a registered trademark of Dow Jones, L.P.; all rights reserved. This award is based on data from this calendar year and is not indicative of this advisor’s future performance. Neither Ameriprise Financial nor its advisors pay a fee to Barron’s in exchange for the ranking.

¹⁵Barron’s generates its rankings from a formulaic analysis of surveys answered by candidates regarding assets, revenue, and quality of practice, including an advisor’s regulatory and compliance record. Barron’s is a registered trademark of Dow Jones, L.P.; all rights reserved. This award is based on data from the previous calendar year and is not indicative of this advisor’s future performance. Neither Ameriprise Financial nor its advisors pay a fee to Barron’s in exchange for the ranking.

¹⁶The 2023 Forbes Best-in-State Wealth Management Teams list is developed by SHOOK Research and is created using an algorithm that includes both qualitative (in-person, virtual and telephone due diligence meetings; client impact; industry experience; review of best practices and compliance records; and firm nominations) and quantitative (assets under management and revenue generated for their firms) data. Certain awards include a demographic component to qualify. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. This ranking is based on the opinions of SHOOK Research, LLC, is not indicative of future performance or representative of any one client’s experience and is based on data from the previous calendar year. Forbes magazine and SHOOK Research do not receive compensation in exchange for placement on the ranking. For more information: www.SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC.

¹⁷The 2023 Forbes Top Women and Best-in-State Women Wealth Advisor rankings are developed by SHOOK Research and are created using an algorithm that includes both qualitative (in-person, virtual and telephone due diligence meetings; client impact; industry experience; review of best practices and compliance records; and firm nominations) and quantitative (assets under management and revenue generated for their firms) data. Certain awards include a demographic component to qualify. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. These rankings are based on the opinions of SHOOK Research, LLC, are not indicative of future performance or representative of any one client’s experience and are based on data from the previous calendar year. Forbes magazine and SHOOK Research do not receive compensation in exchange for placement on the ranking. For more information: www.SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC.

¹⁸The Forbes Top Next-Generation Wealth Advisors, Best-in-State Next-Generation Wealth Advisors and Top 250 Wealth Advisors rankings are developed by SHOOK Research and are created using an algorithm that includes both qualitative (in_person, virtual and telephone due diligence meetings; client impact; industry experience; review of best practices and compliance records; and firm nominations) and quantitative (assets under management and revenue generated for their firms) data. Certain awards include a demographic component to qualify. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. These rankings are based on the opinions of SHOOK Research, LLC, are not indicative of future performance or representative of any one client’s experience and are based on data from the current calendar year. Forbes magazine and SHOOK Research do not receive compensation in exchange for placement on the ranking. For more information: www.SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC.

¹⁹The Forbes Top Financial Security Professionals and Best-in-State Financial Security Professionals rankings are developed by SHOOK Research and are created using an algorithm that includes both qualitative (in-person, virtual and telephone due diligence meetings; client impact; industry experience; review of best practices and compliance records; and firm nominations) and quantitative (assets under management and revenue generated for their firms) data. Certain awards include a demographic component to qualify. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. These rankings are based on the opinions of SHOOK Research, LLC, are not indicative of future performance or representative of any one client’s experience and are based on data from the previous calendar year. Forbes magazine and SHOOK Research do not receive compensation in exchange for placement on the ranking. For more information: www.SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC.

²⁰Forbes Top Wealth Management Teams: High Net Worth and Forbes Top Wealth Management Teams: Private Wealth rankings are developed by SHOOK Research and are created using an algorithm that includes both qualitative (in-person, virtual and telephone due diligence meetings; client impact; industry experience; review of best practices and compliance records; and firm nominations) and quantitative (assets under management and revenue generated for their firms) data. Certain awards include a demographic component to qualify. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. These rankings are based on the opinions of SHOOK Research, LLC, are not indicative of future performance or representative of any one client’s experience and are based on data from the current calendar year. Forbes magazine and SHOOK Research do not receive compensation in exchange for placement on the ranking. For more information: www.SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC.

²¹The AdvisorHub 100 Fast Growing Advisors to Watch; AdvisorHub 25 Next Gen Advisors to Watch; AdvisorHub 25 Women Advisors to Watch; AdvisorHub 50 Advisors to Watch (over $1Bil); AdvisorHub 50 Advisors to Watch (under $1Bil); AdvisorHub 50 Solo Practices to Watch; and AdvisorHub Fastest Growing Advisors to Watch awards are based upon a combination of (i) an advisor’s scale as a function of assets, production, and quality of service, (ii) year-over-year growth in assets, and (iii) professionalism, which includes regulatory record, community involvement and team makeup.

²²The term Military Friendly® is a registered trademark of Viqtory, Inc., and is used with permission. For more information, visit www.militaryfriendly.com/mfcguide/. As a 2023 Bronze level award designee, Ameriprise Financial is within 30% of the organizations ranked 10th in the Top 10 award category for similar organizations.

²³Designees are evaluated based upon surveys submitted by it in the year of the award’s designation.

Investment products are not insured by the FDIC, NCUA or any federal agency, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value.

Ameriprise Financial cannot guarantee future financial results. Past performance is not a guarantee of future results.

Investment advisory services and products are made available through Ameriprise Financial Services, LLC, a registered investment adviser.

Ameriprise Financial Services, LLC. Member FINRA and SIPC.